-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L0km/qPQdXrhTrLiMkyHNbBAXGPSsO29YkFyGDMP2V6MVmOevuMqAo7sZ6kYMdyl K31H8o/i3e2f9zbF2fdt2w== 0001047469-99-005711.txt : 19990217 0001047469-99-005711.hdr.sgml : 19990217 ACCESSION NUMBER: 0001047469-99-005711 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 GROUP MEMBERS: APEX INVESTMENT FUND II LP GROUP MEMBERS: APEX MANAGEMENT PARTNERSHIP GROUP MEMBERS: BRET R. MAXWELL GROUP MEMBERS: FIRST ANALYSIS CORPORATION GROUP MEMBERS: FIRST ANALYSIS MANAGEMENT COMPANY II GROUP MEMBERS: GEORGE M. MIDDLEMAS GROUP MEMBERS: PAUL J. RENZE GROUP MEMBERS: STELLAR INVESTMENT CO. GROUP MEMBERS: THE PRODUCTIVITY FUND II, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CONCORD COMMUNICATIONS INC CENTRAL INDEX KEY: 0000915290 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042710876 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-52793 FILM NUMBER: 99538966 BUSINESS ADDRESS: STREET 1: 33 BOSTON POST ROAD WEST CITY: MARLBORO STATE: MA ZIP: 01752 BUSINESS PHONE: 5084604646 MAIL ADDRESS: STREET 1: 33 BOSTON POST ROAD WEST CITY: MARLBORO STATE: MA ZIP: 01752 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: APEX INVESTMENT FUND II LP CENTRAL INDEX KEY: 0000924419 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 363698753 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 233 SOUTH WACKER DR STE 9500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3122580320 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DR SUITE 9500 CITY: CHICAGO STATE: IL ZIP: 60606 SC 13G/A 1 FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* ------ Concord Communications, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 206186108 ---------------------------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-1(c) /X/ Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 15 pages SCHEDULE 13G CUSIP No. 206186108 --------- - ------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSON. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Apex Investment Fund II, LP 36-3698753 - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF SHARES (5) SOLE VOTING POWER BENEFICIALLY -0- OWNED BY -------------------------------------------------- EACH REPORTING (6) SHARED VOTING POWER PERSON WITH: -0- -------------------------------------------------- (7) SOLE DISPOSITIVE POWER -0- -------------------------------------------------- (8) SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) -0- - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON PN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 15 pages SCHEDULE 13G CUSIP No. 206186108 --------- - ------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSON. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Apex Management Partnership 36-4078929 - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF SHARES (5) SOLE VOTING POWER BENEFICIALLY -0- OWNED BY -------------------------------------------------- EACH REPORTING (6) SHARED VOTING POWER PERSON WITH: -0- -------------------------------------------------- (7) SOLE DISPOSITIVE POWER -0- -------------------------------------------------- (8) SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) -0- - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON PN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 15 pages SCHEDULE 13G CUSIP No. 206186108 --------- - ------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON George M. Middlemas ###-##-#### - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- NUMBER OF SHARES (5) SOLE VOTING POWER BENEFICIALLY -0- OWNED BY -------------------------------------------------- EACH REPORTING (6) SHARED VOTING POWER PERSON WITH: -0- -------------------------------------------------- (7) SOLE DISPOSITIVE POWER -0- -------------------------------------------------- (8) SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) -0- - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 4 of 15 pages SCHEDULE 13G CUSIP No. 206186108 --------- - ------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Paul J. Renze ###-##-#### - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- NUMBER OF SHARES (5) SOLE VOTING POWER BENEFICIALLY -0- OWNED BY -------------------------------------------------- EACH REPORTING (6) SHARED VOTING POWER PERSON WITH: -0- -------------------------------------------------- (7) SOLE DISPOSITIVE POWER -0- -------------------------------------------------- (8) SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) -0- - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 5 of 15 pages SCHEDULE 13G CUSIP No. 206186108 --------- - ------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Stellar Investment Co. 36-3572957 - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF SHARES (5) SOLE VOTING POWER BENEFICIALLY -0- OWNED BY -------------------------------------------------- EACH REPORTING (6) SHARED VOTING POWER PERSON WITH: -0- -------------------------------------------------- (7) SOLE DISPOSITIVE POWER -0- -------------------------------------------------- (8) SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) -0- - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* CO - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 6 of 15 pages SCHEDULE 13G CUSIP No. 206186108 --------- - ------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Productivity Fund II, L.P. 36-3775406 - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF SHARES (5) SOLE VOTING POWER BENEFICIALLY -0- OWNED BY -------------------------------------------------- EACH REPORTING (6) SHARED VOTING POWER PERSON WITH: -0- -------------------------------------------------- (7) SOLE DISPOSITIVE POWER -0- -------------------------------------------------- (8) SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) -0- - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 7 of 15 pages SCHEDULE 13G CUSIP No. 206186108 --------- - ------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Analysis Management Company II 36-3775404 - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF SHARES (5) SOLE VOTING POWER BENEFICIALLY -0- OWNED BY -------------------------------------------------- EACH REPORTING (6) SHARED VOTING POWER PERSON WITH: -0- -------------------------------------------------- (7) SOLE DISPOSITIVE POWER -0- -------------------------------------------------- (8) SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) -0- - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 8 of 15 pages SCHEDULE 13G CUSIP No. 206186108 --------- - ------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Analysis Corporation 36-3140467 - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF SHARES (5) SOLE VOTING POWER BENEFICIALLY -0- OWNED BY -------------------------------------------------- EACH REPORTING (6) SHARED VOTING POWER PERSON WITH: -0- -------------------------------------------------- (7) SOLE DISPOSITIVE POWER -0- -------------------------------------------------- (8) SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) -0- - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* CO - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 9 of 15 pages SCHEDULE 13G CUSIP No. 206186108 --------- - ------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bret R. Maxwell ###-##-#### - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- NUMBER OF SHARES (5) SOLE VOTING POWER BENEFICIALLY -0- OWNED BY -------------------------------------------------- EACH REPORTING (6) SHARED VOTING POWER PERSON WITH: -0- -------------------------------------------------- (7) SOLE DISPOSITIVE POWER -0- -------------------------------------------------- (8) SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) -0- - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON IN* - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 10 of 15 pages Item 1(a). Name of Issuer: Concord Communications, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 33 Boston Post Road West, Marlboro, MA 01752 Item 2(a). Name of Person Filing: Apex Investment Fund II, L.P. ("Apex"), Apex Management Partnership ("AMP"), George M. Middlemas ("Middlemas"), Paul J. Renze ("Renze"), Stellar Investment Co. ("Stellar"), The Productivity Fund II, L.P. ("Productivity"), First Analysis Management Company II ("FAMC"), First Analysis Corporation ("FAC") and Bret R. Maxwell ("Maxwell") (collectively, the "Reporting Persons"). AMP is the General Partner of Apex; each of Middlemas, Renze, Stellar and FAC is a General Partner of AMP. FAMC is the General Partner of Productivity; each of FAC and Maxwell is a General Partner of FAMC. Item 2(b). Address of Principal Business Office: Renze maintains his principal business office at 5 Three Lakes Road, Barring Hills, IL 60010. Each of Apex, AMP, Middlemas, and Stellar maintain its principal business offices at 233 South Wacker Drive, Suite 9600, Chicago, IL 60606. Each of Productivity, FAMC, FAC and Maxwell maintains its principal business offices at 233 South Wacker Drive, Suite 9500, Chicago, IL 60606. Item 2(c). Citizenship: Middlemas, Renze and Maxwell are United States citizens. FAC and Stellar are Delaware corporations. Apex, AMP, Productivity, and FAMC are Delaware limited partnerships. Item 2(d). Title of Class of Securities: Common Stock, $0.01 par value Item 2(e). CUSIP Number 206186108 Item 3. Type of Person: Not Applicable Page 11 of 15 pages Item 4. Ownership: (a) Amount Beneficially Owned: Apex -0- AMP -0- Middlemas -0- Renze -0- Stellar -0- Productivity -0- FAMC -0- FAC -0- Maxwell -0- (b) Percent of Class: Apex -0- AMP -0- Middlemas -0- Renze -0- Stellar -0- Productivity -0- FAMC -0- FAC -0- Maxwell -0- (c) Number of shares as to which person has: (i) sole power to vote or to direct the vote: Apex -0- AMP -0- Middlemas -0- Renze -0- Stellar -0- Productivity -0- FAMC -0- FAC -0- Maxwell -0- (ii) shared power to vote or to direct the vote: Apex -0- AMP -0- Middlemas -0- Renze -0- Stellar -0- Productivity -0- FAMC -0- FAC -0- Maxwell -0- Page 12 of 15 pages (iii) sole power to dispose or to direct the disposition of: Apex -0- AMP -0- Middlemas -0- Renze -0- Stellar -0- Productivity -0- FAMC -0- FAC -0- Maxwell -0- (iv) shared power to dispose or to direct the disposition of: Apex -0- AMP -0- Middlemas -0- Renze -0- Stellar -0- Productivity -0- FAMC -0- FAC -0- Maxwell -0- Item 5. Ownership of Five Percent or less of a Class: As of the date hereof, each of the Reporting Parties has ceased to be a beneficial owner of any shares. Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable Item 8. Identification and Classification of Members of the Group: Not Applicable Item 9. Notice of Dissolution of Group: Not Applicable Item 10. Certification: Not Applicable Page 13 of 15 pages SIGNATURE After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. February 12, 1999 APEX INVESTMENT FUND II, L.P. By: Apex Management Partnership, its General Partner By: Stellar Investment Co., its General Partner By: /s/ James A. Johnson ------------------------------------------------- James A. Johnson, President APEX MANAGEMENT PARTNERSHIP By: Stellar Investment Co., its General Partner By: /s/ James A. Johnson ------------------------------------------------- James A. Johnson, President /s/ George M. Middlemas ------------------------------------------------- George M. Middlemas /s/ Paul J. Renze ------------------------------------------------- Paul J. Renze STELLAR INVESTMENT CO. By: /s/ James A. Johnson ------------------------------------------------- James A. Johnson, President THE PRODUCTIVITY FUND II, L.P. By: First Analysis Management Company II, its General Partner By: /s/ Bret R. Maxwell ------------------------------------------------- Bret R. Maxwell, General Partner Page 14 of 15 pages FIRST ANALYSIS MANAGEMENT COMPANY II By: /s/ Bret R. Maxwell ------------------------------------------------- Bret R. Maxwell, General Partner /s/ Bret R. Maxwell ------------------------------------------------- Bret R. Maxwell Page 15 of 15 pages -----END PRIVACY-ENHANCED MESSAGE-----